3 by 5, Millenium Development Goals (MDG), US President's Emergency Plan for AIDS Relief (PEPFAR), N/A, Universal Access (UA), Additional Recommended Indicators, 2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)

Condom Use During Higher-risk Sex

Percentage of women and men aged 15-49 who had more than one partner in the past 12 months who used a condom during their last sexual intercourse

ID: 
662
What it measures: 

 To assess progress towards preventing exposure to HIV through unprotected sex with non-regular partners.
Condom use is an important measure of protection against HIV, especially among people with multiple sexual partners.
 

Numerator: 

 Number of respondents (aged 15–49) who reported having had more than one sexual partner in the last 12 months who also reported that a condom was used the last time they had sex
 

Denominator: 

Number of respondents (15–49) who reported having had more than one sexual partner in the last 12 months
 

Data Type: 
Percent
Calculation: 
Numerator / Denominator
Method of measurement: 
 Respondents are asked whether or not they have ever had sexual intercourse and, if yes, they are asked: 1. In the last 12 months, how many different people have you had sexual intercourse with? If more than one, the respondent is asked: 2. Did you or your partner use a condom the last time you had sexual intercourse?  
Data Collection
Data Collection Method: 
Population-based survey
Data Collection Tools: 
AIDS Indicator Survey (AIS)
Demographic and Health Survey (DHS)
Multiple Indicator Cluster Survey (MICS)
Measurement Frequency: 
Every 4-5 years
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Behavioral Outcome
Indicator Level: 
National
Disaggregations
Age-group: 
15 years - 19 years
20 years - 24 years
25 years - 49 years
Gender: 
Female
Male
Strengths and weaknesses: 

 This indicator shows the extent to which condoms are used by people who are likely to have higher-risk
sex (i.e. change partners regularly). However, the broader signifi cance of any given indicator value will
depend upon the extent to which people engage in such relationships. Thus, levels and trends should be interpreted carefully using the data obtained on the percentages of people that have had more than one sexual partner within the last year.

The maximum protective effect of condoms is achieved when their use is consistent rather than occasional. The current indicator does not provide the level of consistent condom use. However, the alternative method of asking whether condoms were always/sometimes/never used in sexual encounters with nonregular partners in a specifi ed period is subject to recall bias. Furthermore, the trend in condom use during the most recent sex act will generally refl ect the trend in consistent condom use.

Preferred Indicator: 
Core National Indicator - UNGASS
Agency: 
Joint United Nations Programme on HIV/AIDS (UNAIDS)
The President's Emergency Plan for AIDS Relief (PEPFAR)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Universal Access (UA)
US President's Emergency Plan for AIDS Relief (PEPFAR)
Status: 
Active
Keywords
Programme Focus General: 
Prevention
Programme Focus Specific: 
Sexual Behaviour
Condoms
Target Population: 
Age: Adults
Age: Young People
Sex: All
Goal - Initiative or Country: 
Initiative

Multiple Sexual Partnerships

Percentage of women and men aged 15-49 who have had sexual intercourse with more than one partner in the last 12 months

Alias: 
PEPFAR: Percent of women and men aged 15–49 who had sex with more than one partner in the last 12 months Global Fund: Multiple partners: Women and men aged 15-49 who had sex with more than one partner in the last 12 months
ID: 
661
What it measures: 

It measures progress in reducing the percentage of people who have higher-risk sex.

The spread of HIV largely depends upon unprotected sex among people with a high number of partnerships. Individuals who have multiple partners have a higher risk of HIV transmission than individuals who do not link into a wider sexual network.

Numerator: 

Number of respondents aged 15–49 who have had sexual intercourse with more than one partner in the last 12 months
 

Denominator: 

Number of all respondents aged 15–49
 

Data Type: 
Percent
Composite Indicator: 
No
Calculation: 
Numerator / Denominator
Method of measurement: 
Respondents’ sexual histories are obtained. Analysis of sexual history is used to determine whether the respondent has had more than one partner in the preceding 12 month period. For further information on DHS/AIS methodology and survey instruments, visit www.measuredhs.com
Data Collection
Data Collection Method: 
Population-based survey
Data Collection Tools: 
AIDS Indicator Survey (AIS)
Demographic and Health Survey (DHS)
Multiple Indicator Cluster Survey (MICS)
Measurement Frequency: 
Every 3-5 years
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Behavioral Outcome
Indicator Level: 
National
Disaggregations
Age-group: 
15 years - 19 years
20 years - 24 years
25 years - 49 years
Gender: 
Female
Male
Strengths and weaknesses: 

This indicator gives a picture of levels of higher-risk sex. If people have only one sexual partner, the
change will be captured by changes in this indicator. However, if people simply decrease the number of
sexual partners they have, the indicator will not reflect a change, even though potentially this may have a
significant impact on the epidemic spread of HIV and may be counted a programme success. Additional
indicators may need to be selected to capture the reduction in multiple sexual partners in general.

Preferred Indicator: 
Core National Indicator - UNGASS
Global AIDS Progress Reporting 2012
Agency: 
Global Fund to Fight AIDS, Tuberculosis and Malaria (GFATM)
Joint United Nations Programme on HIV/AIDS (UNAIDS)
The President's Emergency Plan for AIDS Relief (PEPFAR)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Global AIDS Progress Reporting 2012
Global AIDS Response Progress Reporting (GARPR) 2013
Universal Access (UA)
US President's Emergency Plan for AIDS Relief (PEPFAR)
Status: 
Active
Keywords
Programme Focus General: 
Prevention
Programme Focus Specific: 
Sexual Behaviour
Target Population: 
Age: Adults
Age: Young People
Sex: All
Goal - Initiative or Country: 
Initiative

Sex Before the Age of 15

Percentage of young women and men aged 15-24 who have had sexual intercourse before the age of 15

Alias: 
UNICEF: Sex before age 15 among young people
ID: 
660
What it measures: 

It measures progress in increasing the age at which young women and men aged 15–24 first have sex

A major goal in many countries is to delay the age at which young people fi rst have sex and discourage
premarital sexual activity because it reduces their potential exposure to HIV. There is also evidence to
suggest that first having sex at a later age reduces susceptibility to infection per act of sex, at least for
women.

Numerator: 

Number of respondents (aged 15–24 years) who report the age at which they first had sexual intercourse as under 15 years.

Denominator: 

Number of all respondents aged 15–24 years

Data Type: 
Percent
Composite Indicator: 
No
Calculation: 
Numerator / Denominator
Method of measurement: 
Respondents are asked whether or not they have ever had sexual intercourse and, if yes, they are asked: How old were you when you first had sexual intercourse for the first time? For further information on DHS/AIS methodology and survey instruments, visit www.measuredhs.com.
Data Collection
Data Collection Method: 
Population-based survey
Data Collection Tools: 
AIDS Indicator Survey (AIS)
Demographic and Health Survey (DHS)
Multiple Indicator Cluster Survey (MICS)
Measurement Frequency: 
Every 3-5 years
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Behavioral Outcome
Indicator Level: 
National
Disaggregations
Age-group: 
15 years - 19 years
20 years - 24 years
Gender: 
Female
Male
Strengths and weaknesses: 

Countries where very few young people have sex before the age of 15 might opt to use an alternative
indicator: percentage of young women and men aged 20–24 who report their age at sexual initiation as
under 18 years. The advantage of using the reported age at which young people first had sexual intercourse (as opposed to the median age) is that the calculation is simple and allows easy comparison over time. The denominator is easily defined because all members of the survey sample contribute to this measure.

It is difficult to monitor change in this indicator over a short period because only individuals entering
the group, i.e. those aged under 15 at the beginning of the period for which the trends are to be assessed, can influence the numerator. If the indicator is assessed every two to three years, it may be better to focus on changes in the levels for the 15–17 age group. If it is assessed every five years, the possibility exists of looking at the 15–19 age group.

In countries where HIV-prevention programmes encourage virginity or delaying of first sex, young
people’s responses to survey questions on this issue may be biased, including a deliberate misreporting of age at which they first had sex.

Preferred Indicator: 
Core National Indicator - UNGASS
Global AIDS Progress Reporting 2012
Agency: 
Global Fund to Fight AIDS, Tuberculosis and Malaria (GFATM)
Joint United Nations Programme on HIV/AIDS (UNAIDS)
The President's Emergency Plan for AIDS Relief (PEPFAR)
United Nations Children's Fund (UNICEF)
World Health Organisation (WHO)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Global AIDS Progress Reporting 2012
Global AIDS Response Progress Reporting (GARPR) 2013
Universal Access (UA)
US President's Emergency Plan for AIDS Relief (PEPFAR)
Status: 
Active
Keywords
Programme Focus General: 
Prevention
Programme Focus Specific: 
Behaviour Change
Sexual Behaviour
Target Population: 
Age: Young People
Sex: All
Goal - Initiative or Country: 
Initiative

Most-at-risk Populations: Knowledge about HIV Prevention

Percentage of most-at-risk populations who both correctly identify ways of preventing the sexual transmission of HIV and who reject major misconceptions about HIV transmission

ID: 
659
What it measures: 

To assess progress in building knowledge of the essential facts about HIV transmission among most-at-risk populations.
Concentrated epidemics are generally driven by sexual transmission or use of contaminated injecting
equipment. Sound knowledge about HIV and AIDS is an essential prerequisite if people are going to
adopt behaviours that reduce their risk of infection. This indicator should be calculated separately for each population that is considered most-at-risk in a given country: sex workers, injecting drug users, and men who have sex with men.

Note: countries with generalized epidemics may also have a concentrated subepidemic among one or
more most-at-risk populations. If so, it would be valuable for them to calculate and report on this indicator for those populations.
 

Numerator: 

Number of most-at-risk population respondents who gave the correct answers to all five questions

1. Can having sex with only one faithful, uninfected partner reduce the risk of HIV transmission?
2. Can using condoms reduce the risk of HIV transmission?
3. Can a healthy-looking person have HIV?
4. Can a person get HIV from mosquito bites?
5. Can a person get HIV by sharing a meal with someone who is infected?

Denominator: 

Number of most-at-risk population respondents who gave answers, including “don’t know”, to all five questions

Data Type: 
Percent
Unit: 
N/A
Multiplier: 
N/A
Composite Indicator: 
Yes
Calculation: 
Numerator / Denominator
Method of measurement: 
Respondents are asked the following five questions. 1. Can having sex with only one faithful, uninfected partner reduce the risk of HIV transmission? 2. Can using condoms reduce the risk of HIV transmission? 3. Can a healthy-looking person have HIV? 4. Can a person get HIV from mosquito bites? 5. Can a person get HIV by sharing a meal with someone who is infected? Indicator scores are required for all respondents and should be disaggregated by sex and age (<25; 25+). The first three questions should not be altered. Questions 4 and 5 may be replaced by the most common misconceptions in the country. Respondents who have never heard of HIV and AIDS should be excluded from the numerator but included in the denominator. Scores for each of the individual questions—based on the same denominator—are required in addition to the score for the composite indicator. Whenever possible, data for most-at-risk populations should be collected through civil society organizations that have worked closely with this population in the field. Access to survey respondents as well as the data collected from them must remain confidential.
Data Collection
Data Collection Method: 
Survey: most-at-risk population
Data Collection Tools: 
Behavioural Surveillance Survey (BSS)
Measurement Frequency: 
Biennial
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Behavioral Outcome
Indicator Level: 
National
Disaggregations
Education: 
N/A
Gender: 
Female
Male
Geographic Location: 
N/A
Pregnancy: 
N/A
Sector: 
N/A
Target: 
N/A
Time Period: 
N/A
Type of Orphan: 
N/A
Vulnerability Status: 
N/A
HIV Status: 
N/A
Service Type: 
N/A
Condom Type: 
N/A
Strengths and weaknesses: 

The belief that a healthy-looking person cannot be infected with HIV is a common misconception that
can result in unprotected sexual intercourse with infected partners. Correct knowledge about false beliefs of possible modes of HIV transmission is as important as correct knowledge of true modes of transmission. For example, the belief that HIV is transmitted through mosquito bites can weaken motivation to adopt safer sexual behaviour, while the belief that HIV can be transmitted through sharing food reinforces the stigma faced by people living with AIDS.

This indicator is particularly useful in countries where knowledge about HIV and AIDS is poor because it
allows for easy measurement of incremental improvements over time. However, it is also important in other countries because it can be used to ensure that pre-existing high levels of knowledge are maintained.

Surveying most-at-risk populations can be challenging. Consequently, data obtained may not be based on a representative sample of the national, most-at-risk population being surveyed. If there are concerns that the data are not based on a representative sample, these concerns should be refl ected in the interpretation of the survey data. Where different sources of data exist, the best available estimate should be used. Information on the sample size, the quality and reliability of the data, and any related issues should be included in the report submitted with this indicator.

To maximize the utility of these data, it is recommended that the same sample used for the calculation of
this indicator be used for the calculation of the other indicators related to these populations.

Preferred Indicator: 
Core National Indicator - UNGASS
Agency: 
Joint United Nations Programme on HIV/AIDS (UNAIDS)
The President's Emergency Plan for AIDS Relief (PEPFAR)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Universal Access (UA)
US President's Emergency Plan for AIDS Relief (PEPFAR)
Status: 
Active
Keywords
Programme Focus General: 
Prevention
Programme Focus Specific: 
Knowledge
Target Population: 
Most-at-Risk: All
Sex: All
Age: Not Specified
Goal - Initiative or Country: 
Initiative

Young People: Knowledge about HIV Prevention

Percentage of young women and men aged 15-24 who both correctly identify ways of preventing the sexual transmission of HIV and who reject major misconceptions about HIV transmission

Alias: 
UNICEF: Knowledge of HIV prevention among young people 15-24; WHO (Youth): Knowledge of HIV prevetion among young people  
ID: 
658
What it measures: 

It measures progress towards universal knowledge of the essential facts about HIV transmission.

HIV epidemics are perpetuated through primarily sexual transmission of infection to successive generations of young people. Sound knowledge about HIV is an essential pre-requisite—albeit, often an insufficient condition—for adoption of behaviours that reduce the risk of HIV transmission.
 

Numerator: 

Number of respondents aged 15–24 years who gave the correct answer to all five questions.

1. Can the risk of HIV transmission be reduced by having sex withonly one uninfected partner who has no other partners?
2. Can a person reduce the risk of getting HIV by using a condom every time they have sex?
3. Can a healthy-looking person have HIV?
4. Can a person get HIV from mosquito bites?
5. Can a person get HIV by sharing food with someone who is infected?

Explanation of Numerator
The first three questions should not be altered. Questions 4 and 5 ask about local misconceptions and may
be replaced by the most common misconceptions in your country. Examples include: “Can a person get
HIV by hugging or shaking hands with a person who is infected?” and “Can a person get HIV through
supernatural means?”
Those who have never heard of HIV and AIDS should be excluded from the numerator but included in the
denominator. An answer of “don’t know” should be recorded as an incorrect answer.
Scores for each of the individual questions (based on the same denominator) are required as well as the
score for the composite indicator. 

Denominator: 

Number of all respondents aged 15–24

Data Type: 
Percent
Composite Indicator: 
Yes
Calculation: 
Numerator / Denominator
Method of measurement: 
This indicator is constructed from responses to the following set of prompted questions. 1. Can the risk of HIV transmission be reduced by having sex with only one uninfected partner who has no other partners? 2. Can a person reduce the risk of getting HIV by using a condom every time they have sex? 3. Can a healthy-looking person have HIV? 4. Can a person get HIV from mosquito bites? 5. Can a person get HIV by sharing food with someone who is infected? For further information on DHS/AIS methodology and survey instruments, visit www.measuredhs.com.
Data Collection
Data Collection Method: 
Population-based survey
Data Collection Tools: 
AIDS Indicator Survey (AIS)
Demographic and Health Survey (DHS)
Multiple Indicator Cluster Survey (MICS)
Measurement Frequency: 
Every 3-5 years
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Behavioral Outcome
Indicator Level: 
National
Disaggregations
Age-group: 
15 years - 19 years
20 years - 24 years
Gender: 
Female
Male
Strengths and weaknesses: 

The belief that a healthy-looking person cannot be infected with HIV is a common misconception
that can result in unprotected sexual intercourse with infected partners. Rejecting major misconceptions
about modes of HIV transmission is as important as correct knowledge of true modes of transmission.
For example, belief that HIV is transmitted through mosquito bites can weaken motivation to adopt safer
sexual behaviour, while belief that HIV can be transmitted through sharing food reinforces the stigma
faced by people living with AIDS.

This indicator is particularly useful in countries where knowledge about HIV and AIDS is poor because it
permits easy measurement of incremental improvements over time. However, it is also important in other countries as it can be used to ensure that pre-existing high levels of knowledge are maintained.

 

Preferred Indicator: 
Core National Indicator - UNGASS
Global AIDS Progress Reporting 2012
Agency: 
European Centre for Disease Prevention and Control (ECDC)
Global Fund to Fight AIDS, Tuberculosis and Malaria (GFATM)
Joint United Nations Programme on HIV/AIDS (UNAIDS)
The President's Emergency Plan for AIDS Relief (PEPFAR)
United Nations Development Group (UNDG)
World Health Organisation (WHO)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Dublin Declaration Monitoring
Global AIDS Progress Reporting 2012
Global AIDS Response Progress Reporting (GARPR) 2013
Universal Access (UA)
US President's Emergency Plan for AIDS Relief (PEPFAR)
Status: 
Active
Keywords
Programme Focus General: 
Prevention
Programme Focus Specific: 
Knowledge
Target Population: 
Age: Young People
Sex: All
Goal - Initiative or Country: 
Initiative

Orphans: School Attendance

Current school attendance among orphans and non-orphans aged 10-14

Alias: 
UNICEF (Fact Sheet): Education Ratio UNICEF (OVC): Orphan school attendance ratio UNAIDS (2000): Ratio of orphans to non-orphans who are in school Global Fund: Orpan's school attendance
ID: 
657
What it measures: 

To assess progress towards preventing relative disadvantage in school attendance among orphans versus non-orphans

AIDS is claiming ever growing numbers of adults just at the time in their lives when they are forming
families and bringing up children. As a result, orphan prevalence is rising steadily in many countries, while fewer relatives within the prime adult ages mean that orphaned children face an increasingly uncertain future. Orphanhood is frequently accompanied by prejudice and increased poverty, factors that can further jeopardize children’s chances of completing school education and may lead to the adoption of survival strategies that increase vulnerability to HIV. It is important therefore to monitor the extent to which AIDS support programmes succeed in securing the educational opportunities of orphaned children.

 

Numerator: 

Part A: Current school attendance rate of orphans aged 10–14: Number of children who have lost both parents and who attend school
 Part B: Current school attendance rate of children aged 10–14 both of whose parents are alive and who live with at least one parent: Number of children both of whose parents are alive, who are living with at least one parent and who attend school

Denominator: 

Part A: Current school attendance rate of orphans aged 10–14: Number of children who have lost both parents

Part B: Current school attendance rate of children aged 10–14 both of whose parents are alive and who live with at least one parent: Number of children both of whose parents are alive who are living with at least one parent

Data Type: 
Ratio
Unit: 
N/A
Multiplier: 
N/A
Composite Indicator: 
Yes
Calculation: 
Calculate the ratio of (A) to (B)
Method of measurement: 
For every child aged 10-14 living in a household, a household member is asked: 1. Is this child’s natural mother still alive? If yes, does she live in the household? 2. Is this child’s natural father still alive? If yes, does he live in the household? 3. Did this child attend school at any time during the school year?
Data Collection
Data Collection Method: 
Population-based survey
Data Collection Tools: 
AIDS Indicator Survey (AIS)
Demographic and Health Survey (DHS)
Multiple Indicator Cluster Survey (MICS)
Measurement Frequency: 
Biennial
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Behavioral Outcome
Indicator Level: 
National
Disaggregations
Education: 
N/A
Gender: 
Female
Male
Geographic Location: 
N/A
Pregnancy: 
N/A
Sector: 
N/A
Target: 
N/A
Time Period: 
N/A
Type of Orphan: 
N/A
Vulnerability Status: 
N/A
HIV Status: 
N/A
Service Type: 
N/A
Condom Type: 
N/A
Strengths and weaknesses: 

The defi nitions of orphan/non-orphan used here—i.e., child aged 10–14 years as of the last birthday
both of whose parents have died/are still alive—are chosen so that the maximum effect of disadvantage
resulting from orphanhood can be identifi ed and tracked over time. The age-range 10–14 years is used
because younger orphans are more likely to have lost their parents recently so any detrimental effect on
their education will have had little time to materialize. However, orphaned children are typically older
than non-orphaned children (because the parents of younger children have often been HIV-infected for
less time) and older children are more likely to have left school.

Typically, the data used to measure this indicator are taken from household-based surveys. Children not
recorded in such surveys—e.g., those living in institutions or on the street—generally, are more disadvantaged and are more likely to be orphans. Thus, the indicator will tend to understate the relative disadvantage in educational attendance experienced by orphaned children.

This indicator does not distinguish children who lost their parents due to AIDS from those whose parents died of other causes. In countries with smaller epidemics or in the early stages of epidemics, most orphans will have lost their parents due to non-HIV-related causes. Any differences in the treatment of orphans according to the known or suspected cause of death of their parents could infl uence trends in the indicator. However, to date there is little evidence that such differences in treatment are common.

The indicator provides no information on actual numbers of orphaned children. The restrictions to double orphans and to 10–14 year-olds mean that estimates may be based on small numbers in countries with small or nascent epidemics.

Preferred Indicator: 
Core National Indicator - UNGASS
Agency: 
Global Fund to Fight AIDS, Tuberculosis and Malaria (GFATM)
Joint United Nations Programme on HIV/AIDS (UNAIDS)
United Nations Children's Fund (UNICEF)
United Nations Development Group (UNDG)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Status: 
Retired
Keywords
Programme Focus General: 
Care & Support
Site / Setting: 
Schools
Target Population: 
Age: Children
Orphans & Vulnerable Children
Sex: All
Students: Primary Education
Students: Secondary Education
Goal - Initiative or Country: 
Initiative

Life-skills-based HIV Education in Schools

Percentage of schools that provided life-skills based education in the last academic year

ID: 
656
What it measures: 


To assess progress towards implementation of life-skills based HIV education in all schools
Life-skills based education is an effective methodology that uses participatory exercises to teach behaviours to young people that help them deal with the challenges and demands of everyday life. It can include decision-making and problem-solving skills, creative and critical thinking, self-awareness, communication and interpersonal relations. It can also teach young people how to cope with their emotions and causes of stress. When adapted specifically for HIV education in schools, a life-skills based approach helps young people understand and assess the individual, social and environmental factors that raise and lower the risk of HIV transmission. When implemented effectively, it can have a positive effect on behaviours, including delay in sexual debut and reduction in number of sexual partners.
 

Numerator: 

Number of schools that provided life-skills based HIV education in the last academic year
 

Denominator: 

Number of schools surveyed
 

Data Type: 
Percent
Unit: 
N/A
Multiplier: 
N/A
Composite Indicator: 
No
Calculation: 
Numerator / Denominator
Method of measurement: 
  Principals/heads of a nationally-representative sample of schools (to include both private and public schools) are briefed on the meaning of life-skills based HIV education and then are asked the following question: Within the last academic year, did your school provide at least 30 hours of life-skills training to each grade? Indicator scores are required for all schools combined and for primary and secondary schools separately. If the school provides both primary and secondary education, information should be collected and reported separately for both levels of education.  
Data Collection
Data Collection Method: 
Survey: school
Programme review
Measurement Frequency: 
Biennial
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Programme / Service Delivery
Indicator Level: 
National
Disaggregations
Education: 
Primary
Secondary
Gender: 
N/A
Geographic Location: 
N/A
Pregnancy: 
N/A
Sector: 
N/A
Target: 
N/A
Time Period: 
N/A
Type of Orphan: 
N/A
Vulnerability Status: 
N/A
HIV Status: 
N/A
Service Type: 
N/A
Condom Type: 
N/A
Strengths and weaknesses: 

It is important that life-skills based HIV education is initiated in the early grades of primary school and
then continued throughout schooling with contents and methods being adapted to the age and experience
of the students.

The indicator provides useful information on trends in the coverage of life-skills based HIV education
within schools. However, the substantial variations in the levels of school enrolment must be taken into
account when interpreting (or making cross-country comparisons of) this indicator. Consequently,
primary and secondary school enrolment rates for the most recent academic year should be included in
the supporting information provided for this indicator.

Complementary strategies that address the needs of out-of-school youth will be particularly important in
countries where school enrolment rates are low.

The indicator is a measure of coverage. The quality of education provided may differ by country and over
time.
 

Preferred Indicator: 
Core National Indicator - UNGASS
Agency: 
Joint United Nations Programme on HIV/AIDS (UNAIDS)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Status: 
Active
Keywords
Programme Focus General: 
Infrastructure
Prevention
Programme Focus Specific: 
Training
Site / Setting: 
Schools
Goal - Initiative or Country: 
Initiative

Support for Children Affected by HIV and AIDS

Percentage of orphaned and vulnerable children aged 0-17 whose households received free basic external support in caring for the child 

Global Fund: For the purposes of this indicator, an orphan is defined as a child younger than 18 years who has lost both parents. A child made vulnerable by HIV is younger than 18 years and fulfills any of the following:
• has lost one or both parents;
• has a chronically ill parent (regardless of whether the parent lives in the same household as the child);

Alias: 
UNICEF (OVC): External Support for Orphaned and Vulnerable Children  UNICEF (Fact sheet): Percent of orphans receiving external support UNAIDS (2000): Households receiving help for orphan care Global Fund: Support for orphaned and vulnerable children: Number and percentage of orphaned and vulnerable children aged 0–17 years whose households received free basic external support in caring for the child according to national guidelines (HIV-CS5)
ID: 
655
What it measures: 

To assess progress in providing support to households that are caring for orphaned and vulnerable children aged 0–17.

As the number of orphaned and vulnerable children continues to grow, adequate support to families and communities needs to be assured. In practice, care and support for orphaned children comes from families and communities. As a foundation for this support, it is important that households be connected to additional support from external sources. External support is defined as help free of charge coming from a source other than friends, family or neighbours unless they are working for a community-based group or organization. Ideally, this support should be designed along the national guidelines for OVC support where these exist.

Numerator: 

Number of orphaned and vulnerable children aged 0–17 years who live in households that received at least one of the four types of support for each child (for survey, answered “yes” to at least one of questions 1, 2, 3 and 4)

Denominator: 

Total number of orphaned and vulnerable children aged 0–17 (only applicable in survey methods).

Data Type: 
Percent
Composite Indicator: 
Yes
Calculation: 
Numerator / Denominator
Method of measurement: 
The data should be collected through program monitoring reports of implementing partners on a routine basis. These records are compiled and aggregated to obtain an overall measure of the reach of the care and support for orphans and vulnerable children. Implementers at the community level need to devise reliable tracking mechanisms that capture accurate data to avoid double counting. There is a need to ensure that clients served (as opposed to client visits) for the same service or across services are counted. Since the routine monitoring is self-reported by implementing entities, compliance with national guidelines will only be measured periodically through supervision, assessments and the survey methods proposed. Population-based surveys as described below (Demographic and Health Survey, AIDS Indicator Survey, Multiple Indicator Cluster Survey or other representative surveys) are complementary validation methods for this indicator and need to be implemented every 2-5 years for a measurement of coverage. The OVC national program or such entity therefore needs to plan accordingly and allocate resources for this exercise. Clear information flow mechanisms and tools (devised by national-level partners or bodies) are needed that capture this kind of community data into national-level databases. Different types of services will all be taken into account in estimating overall service coverage. For the survey method, after all orphaned and vulnerable children aged 0–17 years in the household have been identified; the household heads are asked the following four questions about the types and frequency of support received and the primary source of the help for each orphan and vulnerable child. Each question is to be asked for each child. 1. Has this household received medical support, including medical care and/or medical care supplies, within the last three months? 2. Has this household received school-related assistance, including school fees, within the last three months? (This question is to be asked only for children aged 5–17 years.) 3. Has this household received emotional or psychological support, including counseling from a trained counselor and/or emotional or spiritual support or companionship within the last three months? 4. Has this household received other social support, including socioeconomic support (such as clothing, extra food, financial support or shelter) and/or instrumental support (such as help with household work, training for caregivers, child care or legal services) within the last three months?
Data Collection
Data Collection Method: 
Population-based survey
Programme records
Data Collection Tools: 
AIDS Indicator Survey (AIS)
Demographic and Health Survey (DHS)
Multiple Indicator Cluster Survey (MICS)
Measurement Frequency: 
Every 2-4 years
Epidemic Type: 
Generalized
Indicator Type: 
Programme / Service Delivery
Indicator Level: 
National
Strengths and weaknesses: 

This indicator should only be monitored in settings with high HIV prevalence (5% or greater). The
indicator does not measure the needs of the household or the orphans and vulnerable children. Additional questions could be added to measure expressed needs of families caring for orphans. The indicator implicitly suggests that all households with orphans and vulnerable children need external support; some orphans and vulnerable children are more in need of external support than others. Therefore, it is important to disaggregate the information by other markers of vulnerability such as socioeconomic status of the household, dependency ratio, head of the household, etc.

If sample sizes permit, it may be useful for programmatic purposes to investigate differences between
values for this indicator for orphans versus other vulnerable children. It may also be –useful to look at
data disaggregated by age and duration of orphanhood, as both play a key role in determining the type of
support needed. For example, an orphan whose parent(s) died 10 years ago will need support of a different kind from one whose parent(s) died within the past year.

When considering the four types of support separately, data for school-related assistance should be limited
to children aged 5–17.

Preferred Indicator: 
Core National Indicator - UNGASS
Agency: 
Global Fund to Fight AIDS, Tuberculosis and Malaria (GFATM)
Joint United Nations Programme on HIV/AIDS (UNAIDS)
United Nations Children's Fund (UNICEF)
World Bank (WB)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Universal Access (UA)
Status: 
Active
Document link: 
Keywords
Programme Focus General: 
Care & Support
Site / Setting: 
Community Setting
Target Population: 
Age: Children
Age: Infants
Age: Young People
Orphans & Vulnerable Children
Sex: All
Goal - Initiative or Country: 
Initiative

Most-at-risk Populations: Prevention Programmes

Percentage of most-at-risk population(s) reached with HIV-prevention programmes.

ID: 
654
What it measures: 

 To assess progress in implementing HIV prevention programmes for most-at-risk populations
Most-at-risk populations are often diffi cult to reach with HIV prevention programmes. However, in
order to prevent the spread of HIV among these populations as well as into the general population, it is
important that they access these services. This indicator should be calculated separately for each population that is considered most-at-risk in a given country: sex workers, injecting drug users, men who have sex with men.

Note: countries with generalized epidemics may also have a concentrated subepidemic among one or more most-at-risk populations. If so, they should calculate and report this indicator for those populations.
 

Numerator: 

Number of most-at-risk population respondents who replied “yes” to both (all three for injecting drug users) questions
 

Denominator: 

Total number of respondents surveyed

Data Type: 
Percent
Unit: 
N/A
Multiplier: 
N/A
Composite Indicator: 
Yes
Calculation: 
Numerator / Denominator
Method of measurement: 
Respondents are asked the following questions: 1. Do you know where you can go if you wish to receive an HIV test? 2. In the last twelve months, have you been given condoms (e.g. through an outreach service, drop-in centre or sexual health clinic)? Injecting drug users should be asked the following additional question: 3. In the last twelve months, have you been given sterile needles and syringes (e.g. by an outreach worker, a peer educator or from a needle exchange programme)? Scores for each of the individual questions—based on the same denominator—are required in addition to the score for the composite indicator. Whenever possible, data for most-at-risk populations should be collected through civil society organizations that have worked closely with this population in the field. Access to survey respondents as well as the data collected from them must remain confidential.
Data Collection
Data Collection Method: 
Survey: most-at-risk population
Special study
Data Collection Tools: 
Behavioural Surveillance Survey (BSS)
Measurement Frequency: 
Biennial
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Programme / Service Delivery
Indicator Level: 
National
Disaggregations
Education: 
N/A
Age-group: 
< (less than) 25 years
> (greater than) 25 years
Gender: 
Female
Male
Geographic Location: 
N/A
Pregnancy: 
N/A
Sector: 
N/A
Target: 
Clients of sex workers
Injecting drug users
Men who have sex with men
Migrant workers
Military
Mobile Populations
Other
Prisoners
Sex workers
Time Period: 
N/A
Type of Orphan: 
N/A
Vulnerability Status: 
N/A
HIV Status: 
N/A
Service Type: 
N/A
Condom Type: 
N/A
Strengths and weaknesses: 

 Accessing and/or surveying most-at-risk populations can be challenging. Consequently, data obtained may not be based on a representative sample of the national, most-at-risk population being surveyed. If there are concerns that the data are not based on a representative sample, these concerns should be reflected in the interpretation of the survey data. Where different sources of data exist, the best available estimate should be used. Information on the sample size, the quality and reliability of the data, and any related issues should be included in the report submitted with this indicator.

The inclusion of these indicators for reporting purposes should not be interpreted to mean that these
services alone are suffi cient for HIV prevention programmes for these populations. The set of key interventions described above should be part of a comprehensive HIV prevention programme, which also includes elements such as provision of HIV prevention messages, (e.g. through outreach programmes and peer education), treatment of sexually transmitted diseases, opioid substitution therapy for injecting drug users, and others. For further information on the elements of comprehensive HIV prevention programmes most-at-risk populations please see the Practical Guidelines for Intensifying HIV Prevention: Towards Universal Access.

This indicator asks about services accessed in the past 12 months. If you have data available on another time period, such as the last 3 or 6 months or the last 30 days, please include this additional data in the comments section of the reporting tool.

It has been recommended that the issue of quality and intensity of reported services among most-at-risk
populations be addressed more explicitly in terms of criteria for the measurement of the components of
provided services. Taking into account the complexity of this element of measurement, particularly within
the context of most-at-risk populations, the development of such criteria requires an intensive process of
information gathering, synthesis and recommendations formulation. This process was initiated in 2008 and will inform the review of the UNGASS reporting system which is scheduled for 2010. In the meantime, it is recommended that the guidelines mentioned below be referred to as reference documents that can facilitate interpretation of the collected data from a quality and intensity perspective.

To maximize the utility of these data, it is recommended that the same sample used for the calculation of
this indicator be used for the calculation of the other indicators related to these populations.

Preferred Indicator: 
Core National Indicator - UNGASS
Agency: 
Joint United Nations Programme on HIV/AIDS (UNAIDS)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Status: 
Active
Keywords
Programme Focus General: 
Prevention
Programme Focus Specific: 
Condoms
Injecting Behaviour
Testing & Counseling
Target Population: 
Most-at-Risk: All
Sex: All
Age: Not Specified
Goal - Initiative or Country: 
Initiative

HIV Testing in Most-at-risk Populations

Percentage of most-at-risk populations who received an HIV test in the last 12 months and who know their results

Alias: 
 
ID: 
653
What it measures: 

To assess progress in implementing HIV testing and counselling among most-at-risk populations

In order to protect themselves and to prevent infecting others, it is important for most-at-risk populations
to know their HIV status. Knowledge of one’s status is also a critical factor in the decision to seek
treatment. This indicator should be calculated separately for each population that is considered most-atrisk in a given country: sex workers, injecting drug users, and men who have sex with men.

Note: countries with generalized epidemics may also have a concentrated subepidemic among one or more most-at-risk populations. If so, they should calculate and report this indicator for those populations.

Numerator: 

Number of most-at-risk population respondents who have been tested for HIV during the last 12 months and who know the results

Denominator: 

Number of most-at-risk population included in the sample

Data Type: 
Percent
Unit: 
N/A
Multiplier: 
N/A
Composite Indicator: 
No
Calculation: 
Numerator / Denominator
Method of measurement: 
Respondents are asked the following questions: 1. Have you been tested for HIV in the last 12 months? If yes: 2. I don’t want to know the results, but did you receive the results of that test? Whenever possible, data for most-at-risk populations should be collected through civil society organizations that have worked closely with the populations in the field. Access to survey respondents as well as the data collected from them must remain confi dential.
Data Collection
Data Collection Method: 
Survey: most-at-risk population
Special study
Data Collection Tools: 
Behavioural Surveillance Survey (BSS)
Measurement Frequency: 
Biennial
Epidemic Type: 
Concentrated/low level
Generalized
Indicator Type: 
Programme / Service Delivery
Indicator Level: 
National
Disaggregations
Education: 
N/A
Gender: 
Female
Male
Geographic Location: 
N/A
Pregnancy: 
N/A
Sector: 
N/A
Target: 
N/A
Time Period: 
N/A
Type of Orphan: 
N/A
Vulnerability Status: 
N/A
HIV Status: 
N/A
Service Type: 
N/A
Condom Type: 
N/A
Strengths and weaknesses: 

Accessing and/or surveying most-at-risk populations can be challenging. Consequently, data obtained may not be based on a representative sample of the national, most-at-risk population being surveyed. If there are concerns that the data are not based on a representative sample, these concerns should be reflected in the interpretation of the survey data. Where different sources of data exist, the best available estimate should be used. Information on the sample size, the quality and reliability of the data, and any related issues should be included in the report submitted with this indicator.

Tracking most-at-risk populations over time to measure progress may be diffi cult due to mobility and the
hard-to-reach nature of these populations with many groups being hidden populations. Thus, information about the nature of the sample should be reported in the narrative to facilitate interpretation and analysis over time.

To maximize the utility of these data, it is recommended that the same sample used for the calculation of
this indicator be used for the calculation of the other indicators related to these populations.

Preferred Indicator: 
Core National Indicator - UNGASS
Agency: 
Joint United Nations Programme on HIV/AIDS (UNAIDS)
World Health Organisation (WHO)
Relevance: 
2009 UN General Assembly Special Session on HIV/AIDS (UNGASS)
Universal Access (UA)
US President's Emergency Plan for AIDS Relief (PEPFAR)
Status: 
Active
Keywords
Programme Focus General: 
Prevention
Programme Focus Specific: 
Testing & Counseling
Target Population: 
Most-at-Risk: All
Sex: All
Age: Not Specified
Goal - Initiative or Country: 
Initiative
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